Securities Fraud Criminal Defense Lawyer will help you to avoid security fraud conditions

To prevent and regulates securities frauds the Securities Act of 1933 and the Securities Exchange Act of 1934 are enacted in Chicago.  Main purpose of this security law is to regulate securities fraud with objective to ensure market competition by demanding full and fair disclosure of all material information in the market. Criminal acts or civil liability also comes under securities fraud violations.

 

There are two mainly types of frauds occur on the basis for securities violations: - 

 

Material misrepresentations and/or omissions  and Insider trading

 

The most common securities fraud actions are material misrepresentations and/or omission. This fraud occurs due to connection with the purchase or sale of securities. To prohibit material, non-public information from being used to purchase/sell in any security, comes under Insider trading.

 

Now a days because of rapid growth of internet connectivity many other area are added under security fraud laws such as internet securities fraud, the backdating of executive stock options and independence of brokerage analysts.

 

At Chicago you can easily find the best Securities Fraud Criminal Defense Lawyer. These defense lawyers deal with security fraud case with unique level of sophistication and experience. They are expert in fraud investigations and trials. Chicago-lawoffice.net  is one of the big attorney firms of Chicago who deal with the New York Stock Exchange, the Illinois Securities Exchange, Financial Industry Regulatory Authority (formerly NASD) and the Securities Exchange Commission (SEC) in arbitrations.  Experienced defense lawyer can assist you to avoid charges, successfully defending you at trial, having your case dismissed, or significantly reducing the penalties you are going to face. These lawyers help you in following practices:-

 

• Insider trading

 

• Stockbroker embezzlement

 

• Stock manipulation schemes

 

• Unlicensed dealing in securities

 

• Options misconduct

 

• Misstatements on public financial reports and SEC filings

 

• Churning

 

• Junk securities

 

• Ponzi schemes

 

• Fraudulent inducement

 

Read More Here about Nishay K. Sanan Esq.